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Last updated : 24 April 2014

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Registered name : Stone Harbor investment partners (UK), LLP

Bank code (CIB) : 73806

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Company description Activities based
in France
 

Company description

  • Registered name : Stone Harbor investment partners (UK), LLP
  • Status : Cross border services
Investment firm
  • Authorisation type : European passport (in)
  • Head office address : 48 Dover Street - W1S 4FF
  • City : LONDRES
  • Country : UNITED KINGDOM

Activities based
in France

Activities provided on a cross-border basis are ticked.

Investment services
A - Investment activities and servicesB - Auxillary services
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Financial instruments1
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5
6
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10
Legend
A - Investment activities and services
1Reception and transmission of orders in relation to one or more financial instruments.
2Execution of orders on behalf of clients
3Dealing on own account
4Portfolio management
5Investment advice
6Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis
7Placing of financial instruments without a firm commitment basis
8Operation of Multilateral Trading Facilities
B - Auxillary services
1Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management
2Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction
3Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings
4Foreign exchange services where these are connected to the provision of investment services
5Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments
6Services related to underwriting
7Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C ¿ 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services
C - Financial instruments
1Transferable securities
2Money-market instruments
3Units in collective investment undertakings
4Financial futures (refer to Annex 1 Section C MiFID)
5Commodity financial futures 1 (refer to Annex 1 Section C MiFID)
6Commodity financial futures 2 (refer to Annex 1 Section C MiFID)
7Commodity financial futures 3 (refer to Annex 1 Section C MiFID)
8Derivative instruments for the transfer of credit risk (refer to Annex 1 Section C MiFID)
9Financial contracts for differences
10Financial futures (refer to Annex 1 Section C MiFID)

Last updated : 24 April 2014