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Last updated : 4 October 2024

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Registered name : Finax, o.c.p., a. s.

REGAFI identifier : 75479

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Company description Activities based
in France
 

Company description

  • Registered name : Finax, o.c.p., a. s.
  • Status : Cross border services
Investment firm
  • Authorisation type : European passport (in)
  • Date of authorisation/registration : 19/06/2018
  • Head office address : Bajkalska 19B
  • City : 82107 BRATISLAVA
  • Country : SLOVAKIA
  • LEI : 097900BIBX0000131438
  • Name of the supervisory authority of the head office : Narodna Banka Slovenska (National Bank of Slovakia)
  • Website : https://www.nbs.sk/en/home
  • Register : https://subjekty.nbs.sk/?ll=en
  • Country : SLOVAKIA
Unticked activityAPI fallback mechanism exemption

Activities based
in France

Activities provided on a cross-border basis are ticked.

Investment services
A - Investment activities and servicesB - Auxillary services
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Financial instruments1
2
3
4
5
6
7
8
9
10
11
Legend
A - Investment activities and services
1Reception and transmission of orders in relation to one or more financial instruments.
2Execution of orders on behalf of clients
3Dealing on own account
4Portfolio management
5Investment advice
6Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis
7Placing of financial instruments without a firm commitment basis
8Operation of Multilateral Trading Facilities (MTF)
9Operation of Organised Trading Facilities (OTF)
B - Auxillary services
1Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management
2Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction
3Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings
4Foreign exchange services where these are connected to the provision of investment services
5Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments
6Services related to underwriting
7Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C ¿ 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services
C - Financial instruments
1C1 - Transferable securities (within the meaning of  MiFID II) (equity securities and debt securities other than MMI)
2C2 - Money-market instruments (MMI) (within the meaning of point (17) of Article  4 (1) of MiFID II)
3C3 - Units in collective investment undertakings (CIU)
4C4 - Financial contracts on financial underlyings that may be settled physically or in cash (see point C4 of Annex I of MiFID II)
5C5 - Financial contracts on commodities that must be settled in cash or may be settled in cash at the option of one of the parties (see point C5 of Annex I of MiFID II)
6C6 - Financial contracts on commodities that can be physically settled and traded on a regulated market, a MTF or an OTF (see point C6 of Annex I of MiFID II)
7C7 - Financial contracts on commodities that can be physically settled not otherwise mentioned in C6 and not being for commercial purposes (see point C7 of Annex I of MiFID II)
8C8 - Derivative instruments for the transfer of credit risk
9C9 - Financial contracts for differences
10C10 - Financial contracts on non-physical underlyings or not otherwise mentioned above (see point C10 of Annex I of MiFID II)
11C11 - Emission allowances (see point C11 of Annex I of MiFID II)

Last updated : 4 October 2024